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PATRICE LIL RUE
PATRICE LIL MCCRORY
CRD#: 1084593
IA
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 108th Ave NE
#1600
Bellevue, WA 98004
#1600
Bellevue, WA 98004
0
Disclosures
34
Years of Experience
View By:
State Registrations
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Arizona 3/9/2018
B
Ohio 12/22/2023
B
Colorado 8/4/2015
B
Oregon 7/8/2024
B
Florida 5/18/2016
B
Pennsylvania 5/30/2024
B
Georgia 4/5/2016
B
South Carolina 5/2/2018
B
Massachusetts 1/31/2023
B
Texas 6/26/2024
B
Minnesota 10/1/2020
B
Utah 8/16/2023
B
Montana 4/24/2025
B
Washington 11/7/2014
B
New Hampshire 2/21/2023
IA
Washington 11/7/2014
B
New Jersey 5/18/2016
B
Wisconsin 5/27/2021
B
New York 3/26/2025
SRO Registrations
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Registered with this firm since 11/7/2014
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Registered with this firm since 11/7/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/06/2012 - 11/07/2014 | BELLEVUE, WA | |
B | 06/10/2008 - 11/07/2014 | BELLEVUE, WA | |
B | 03/03/2000 - 05/21/2008 | DALLAS, TX | |
B | 06/07/1991 - 04/11/2000 | DALLAS, TX | |
B | 09/04/1990 - 06/18/1991 | ST. LOUIS, MO | |
B | 07/17/1990 - 09/04/1990 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.