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Detailed Report
JULIA GLOYD BUCHANAN
JULIA L GLOYD, JULIA LYNN GLOYD
CRD#: 1083856
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6801 SPRING CREEK ROAD STE 1A
ROCKFORD, IL 61114
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2000 - Present (25 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)1990 - Present (34 years)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1985 - 1990 (5 years)BPIPER, JAFFRAY & HOPWOOD INCOR... (CRD# 665)1987 - 1987 (<1 year)
License(s)

State Registrations

B
Alabama 9/4/1990
B
Missouri 9/4/1990
B
Arizona 9/10/1990
B
Montana 10/15/2021
B
Arkansas 2/9/1994
B
Nebraska 9/4/1990
B
California 9/4/1990
B
Nevada 9/20/2017
B
Colorado 9/4/1990
B
New Hampshire 3/19/2003
B
Delaware 3/19/2024
B
New Jersey 11/18/2016
B
District of Columbia 12/6/2023
B
New Mexico 11/12/2021
B
Florida 9/4/1990
B
New York 12/2/2008
B
Georgia 1/3/2002
B
North Carolina 5/25/2004
B
Idaho 3/7/1994
B
Ohio 9/4/1990
B
Illinois 9/4/1990
B
Oregon 9/4/1990
IA
Illinois 4/21/2000
B
Pennsylvania 9/4/1990
B
Indiana 9/4/1990
B
Rhode Island 12/15/2021
B
Iowa 9/4/1990
B
South Carolina 3/30/2007
B
Kansas 4/11/2016
B
Tennessee 6/22/1994
B
Kentucky 9/4/1990
B
Texas 9/4/1990
B
Maryland 9/4/1990
IA
Texas 2/3/2015
B
Massachusetts 5/24/2023
B
Virginia 9/4/1990
B
Michigan 9/4/1990
B
Washington 5/12/1997
IA
Michigan 12/17/2020
B
Wisconsin 9/4/1990
B
Minnesota 9/4/1990
B
Wyoming 5/16/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Charlevoix, MI
Registered with this firm since 4/21/2000
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Charlevoix, MI
Registered with this firm since 9/4/1990
Previous Registration(s)
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B
 04/27/1985 - 09/04/1990 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
B
 11/18/1987 - 12/02/1987 PIPER, JAFFRAY & HOPWOOD INCORPORATED (CRD#:665)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.