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Detailed Report
MARTY BARON
MARTIN BARON
CRD#: 1083740
IA
Investment Adviser
B
Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 ONE ORANGE WAY B1S
WINDSOR, CT 06095
Registration History
1985199019952000200520102015202020252 FIRMS2011 - Present (14 years)BING FINANCIAL ADVISERS, LLC (CRD# 34815)1993 - 2011 (17 years)BAETNA LIFE INSURANCE AND ANNUI... (CRD# 13256)1983 - 1993 (10 years)BTOWNSLEY ASSOCIATES & COMPANY,... (CRD# 14211)1984 - 1991 (7 years)BLOWRY FINANCIAL SERVICES CORPO... (CRD# 7291)1983 - 1984 (1 year)IAING FINANCIAL ADVISERS, LLC (CRD# 34815)2000 - 2011 (10 years)
License(s)

State Registrations

B
Arizona 6/7/2023
B
New Jersey 6/30/2021
B
California 10/17/2023
B
New Mexico 2/21/2019
B
Connecticut 1/3/2011
B
New York 1/16/2018
IA
Connecticut 1/3/2011
IA
New York 10/11/2022
B
Florida 1/3/2011
B
North Carolina 1/4/2019
B
Georgia 11/4/2014
B
South Carolina 9/29/2020
B
Maryland 10/13/2022
B
Vermont 4/13/2017
B
Massachusetts 1/3/2011
B
Virginia 8/26/2015
B
Missouri 9/5/2017
B
Wisconsin 2/25/2022
B
New Hampshire 9/5/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
ONE ORANGE WAY B1S, WINDSOR, CT 06095
Registered with this firm since 1/3/2011
B
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
ONE ORANGE WAY B1S, WINDSOR, CT 06095
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 11/09/2000 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) WINDSOR, CT
B
 10/15/1993 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) WINDSOR, CT
B
 06/19/1983 - 10/15/1993 AETNA LIFE INSURANCE AND ANNUITY COMPANY (CRD#:13256) HARTFORD, CT
B
 02/19/1984 - 12/20/1991 TOWNSLEY ASSOCIATES & COMPANY, INC. (CRD#:14211) HILTON HEAD ISLAND, SC
B
 01/05/1983 - 01/26/1984 LOWRY FINANCIAL SERVICES CORPORATION (CRD#:7291)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.