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KEVIN JOSEPH FAY
CRD#: 1083649
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 51 JFK PARKWAY
FIRST FLOOR WEST
SHORT HILLS, NJ 07078
CETERA ADVISORS LLCCRD#: 10299 51 JFK Parkway
First Floor West
Short Hills, NJ 07078
Registration History
198519901995200020052010201520202025BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2008 - 2022 (13 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1985 - 2008 (23 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1987 (3 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2020 (8 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Idaho 9/8/2022

IA
New Jersey 11/12/2020

B
Maryland 8/9/2023

B
New Jersey 9/8/2022

B
Montana 9/8/2022

B
New York 9/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISORS LLC (CRD#:10299)
51 JFK Parkway First Floor West, Short Hills, NJ 07078
200 EAST 66TH ST., NEW YORK, NY 10065
Registered with this firm since 9/8/2022

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
51 JFK PARKWAY FIRST FLOOR WEST, SHORT HILLS, NJ 07078
200 EAST 66TH ST., NEW YORK, NY 10065
Registered with this firm since 11/12/2020

Previous Registration(s)
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B
12/15/2008 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) Short Hills, NJ
IA
07/02/2012 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) SUITE 1735, NY
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12/08/2011 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) Short Hills, NJ
B
04/18/1985 - 12/22/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
04/19/1983 - 01/19/1987 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.