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DEBORAH LYNN STOKES
CRD#: 1083067
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 BONSALL, CA
Registration History
198519901995200020052010201520202025IAWEDBUSH SECURITIES INC. (CRD# 877)2015 - Present (9 years)BWEDBUSH SECURITIES INC. (CRD# 877)2009 - Present (16 years)BFIRST WALL STREET CORP. (CRD# 13024)2000 - 2008 (8 years)BMILLER & SCHROEDER FINANCIAL, INC. (CRD# 7119)1985 - 2000 (15 years)BFIRST AFFILIATED SECURITIES, INC. (CRD# 6871)1985 - 1985 (<1 year)
License(s)

State Registrations

B
Arizona 5/21/2013

B
Montana 2/27/2024

B
California 1/2/2009

B
Nevada 7/10/2012

IA
California 4/22/2015

B
New Jersey 7/10/2023

B
Colorado 1/2/2009

B
New York 1/2/2009

B
Florida 12/8/2022

B
Oregon 7/14/2014

B
Hawaii 1/2/2009

B
Texas 1/2/2009

B
Idaho 3/2/2010

B
Virginia 3/9/2009

B
Maryland 1/2/2009

B
Washington 1/2/2009

B
Minnesota 6/1/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
BONSALL, CA
Registered with this firm since 4/22/2015

B
WEDBUSH SECURITIES INC. (CRD#:877)
BONSALL, CA
Registered with this firm since 1/2/2009

Previous Registration(s)
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B
09/01/2000 - 12/31/2008 FIRST WALL STREET CORP. (CRD#:13024) BONSALL, CA
B
08/26/1985 - 09/05/2000 MILLER & SCHROEDER FINANCIAL, INC. (CRD#:7119) MINNEAPOLIS, MN
B
04/23/1985 - 08/20/1985 FIRST AFFILIATED SECURITIES, INC. (CRD#:6871)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.