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Detailed Report
ANITA M TEGGATZ
ANITA MARIA AMEY, ANITA A KNOWLTON, ANITA KNOWLTON, ANITA MARIA TEGGATZ
CRD#: 1083001
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 20975 Swenson Drive
Suite 300
Waukesha, WI 53186
Registration History
199019952000200520102015202020252 FIRMS2012 - Present (12 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2005 - 2012 (6 years)BPIPER JAFFRAY & CO. (CRD# 665)2000 - 2005 (5 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1993 - 2000 (6 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1990 (2 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1987 - 1988 (<1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1986 - 1987 (1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2009 - 2012 (3 years)
License(s)

State Registrations

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Alabama 2/6/2018
B
Montana 3/27/2018
B
Arizona 5/11/2012
B
Nebraska 2/2/2018
B
Arkansas 5/8/2018
B
Nevada 10/6/2014
B
California 5/11/2012
B
New Hampshire 4/8/2014
B
Colorado 5/11/2012
B
New Jersey 5/11/2012
B
Connecticut 2/6/2018
B
New Mexico 5/11/2012
B
Delaware 11/14/2012
B
New York 5/11/2012
B
District of Columbia 2/3/2017
B
North Carolina 5/11/2012
B
Florida 5/11/2012
B
Ohio 5/11/2012
B
Georgia 5/11/2012
B
Oregon 11/3/2014
B
Hawaii 7/26/2022
B
Pennsylvania 6/11/2014
B
Idaho 5/8/2018
B
Puerto Rico 5/11/2012
B
Illinois 5/11/2012
B
Rhode Island 11/12/2019
B
Indiana 5/11/2012
B
South Carolina 3/6/2017
B
Iowa 11/14/2012
B
Tennessee 3/6/2017
B
Kansas 5/11/2012
B
Texas 5/11/2012
B
Kentucky 5/20/2014
IA
Texas 3/19/2020
B
Louisiana 1/28/2020
B
Utah 8/22/2023
B
Maryland 5/11/2012
B
Vermont 8/22/2023
B
Massachusetts 2/6/2018
B
Virginia 5/11/2012
B
Michigan 5/11/2012
B
Washington 11/3/2014
B
Minnesota 5/11/2012
B
Wisconsin 5/11/2012
B
Mississippi 5/8/2018
IA
Wisconsin 5/11/2012
B
Missouri 7/2/2012
B
Wyoming 4/22/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
20975 Swenson Drive Suite 300, Waukesha, WI 53186
Registered with this firm since 5/11/2012
B
MORGAN STANLEY (CRD#:149777)
20975 Swenson Drive Suite 300, Waukesha, WI 53186
Registered with this firm since 5/11/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/25/2009 - 05/14/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) WAUKESHA, WI
B
 08/23/2005 - 05/14/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) WAUKESHA, WI
B
 04/10/2000 - 08/31/2005 PIPER JAFFRAY & CO. (CRD#:665) MINNEAPOLIS, MN
B
 07/31/1993 - 04/18/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 02/03/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 03/25/1988 - 06/29/1990 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 12/23/1987 - 03/17/1988 THOMSON MCKINNON SECURITIES INC. (CRD#:829)
B
 05/07/1986 - 10/27/1987 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.