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Detailed Report
MARK EDWARD DUTTON
CRD#: 1082271
IA
Investment Adviser
B
Broker
STEPHENSCRD#: 3496 3100 MARKET STREET
ROGERS, AR 72758
Registration History
1985199019952000200520102015202020252 FIRMS1997 - 2009 (11 years)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1996 (13 years)BEQUITY CAPITAL CORPORATION (CRD# 13203)1983 - 1983 (<1 year)BDANNY THOMAS INVESTMENTS, INC. (CRD# 8079)1982 - 1983 (<1 year)
License(s)

State Registrations

B
Alabama 1/4/2013
B
Mississippi 8/13/2012
B
Alaska 1/4/2013
B
Missouri 4/3/2009
B
Arizona 4/3/2009
B
Nebraska 4/3/2009
B
Arkansas 4/3/2009
B
Nevada 1/4/2013
IA
Arkansas 4/3/2009
B
New Jersey 6/1/2009
B
California 5/22/2009
B
New Mexico 1/4/2013
B
Colorado 8/10/2011
B
New York 4/3/2009
B
Connecticut 5/14/2009
B
North Carolina 4/3/2009
B
Delaware 1/4/2013
B
Ohio 5/21/2012
B
District of Columbia 1/4/2013
B
Oklahoma 4/3/2009
B
Florida 4/3/2009
B
Oregon 1/4/2013
B
Georgia 4/3/2009
B
Pennsylvania 4/9/2009
B
Hawaii 1/4/2013
B
Rhode Island 1/4/2013
B
Idaho 1/4/2013
B
South Carolina 4/3/2009
B
Illinois 4/3/2009
B
South Dakota 8/15/2012
B
Indiana 1/4/2013
B
Tennessee 5/21/2012
B
Iowa 7/16/2009
B
Texas 4/3/2009
B
Kansas 4/3/2009
IA
Texas 3/24/2014
B
Kentucky 6/4/2009
B
Utah 10/18/2016
B
Louisiana 5/6/2009
B
Virginia 1/4/2013
B
Maine 1/4/2013
B
Washington 4/3/2009
B
Maryland 1/4/2013
B
West Virginia 1/4/2013
B
Massachusetts 1/4/2013
B
Wisconsin 1/4/2013
B
Michigan 1/4/2013
B
Wyoming 5/6/2009
B
Minnesota 1/22/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STEPHENS (CRD#:3496)
3100 MARKET STREET, ROGERS, AR 72758
3425 FUTRALL DRIVE SUITE # 201, FAYETTEVILLE, AR 72703
Registered with this firm since 4/3/2009
B
STEPHENS (CRD#:3496)
3100 MARKET STREET, ROGERS, AR 72758
3425 FUTRALL DRIVE SUITE # 201, FAYETTEVILLE, AR 72703
Registered with this firm since 4/3/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/01/1997 - 04/06/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROGERS, AR
B
 10/01/1997 - 04/06/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ROGERS, AR
B
 04/19/1983 - 09/17/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 02/28/1983 - 05/05/1983 EQUITY CAPITAL CORPORATION (CRD#:13203)
B
 12/21/1982 - 01/04/1983 DANNY THOMAS INVESTMENTS, INC. (CRD#:8079)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.