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DAVID QUINN
CRD#: 1081414
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7335 CROSSLEIGH CT
STE 100
TOLEDO, OH 43617
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1987 - 1988 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1982 - 1988 (5 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (9 years)
License(s)

State Registrations

B
Alaska 7/26/2023

B
Montana 11/4/2019

B
California 1/29/2018

B
New York 1/15/2009

B
Colorado 1/15/2009

B
North Carolina 1/15/2009

B
Connecticut 8/28/2018

B
Ohio 1/15/2009

B
Florida 1/15/2009

IA
Ohio 1/16/2009

B
Georgia 8/21/2012

B
Oklahoma 8/28/2018

B
Indiana 1/15/2009

B
Pennsylvania 3/10/2010

B
Louisiana 11/4/2024

B
South Carolina 4/23/2012

B
Maine 8/28/2018

B
Texas 1/15/2009

B
Michigan 1/15/2009

IA
Texas 4/17/2014

B
Missouri 1/15/2009

B
Virginia 2/19/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7335 CROSSLEIGH CT STE 100, TOLEDO, OH 43617
Registered with this firm since 1/16/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7335 CROSSLEIGH CT STE 100, TOLEDO, OH 43617
Registered with this firm since 1/15/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/07/1999 - 02/03/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TOLEDO, OH
B
07/31/1993 - 02/03/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TOLEDO, OH
B
02/15/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
12/11/1987 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
12/21/1982 - 01/05/1988 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.