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Detailed Report
DAVID QUINN
CRD#: 1081414
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7335 CROSSLEIGH CT
STE 100
TOLEDO, OH 43617
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1987 - 1988 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1982 - 1988 (5 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1999 - 2009 (9 years)
License(s)

State Registrations

B
Alaska 7/26/2023
B
Montana 11/4/2019
B
California 1/29/2018
B
New York 1/15/2009
B
Colorado 1/15/2009
B
North Carolina 1/15/2009
B
Connecticut 8/28/2018
B
Ohio 1/15/2009
B
Florida 1/15/2009
IA
Ohio 1/16/2009
B
Georgia 8/21/2012
B
Oklahoma 8/28/2018
B
Indiana 1/15/2009
B
Pennsylvania 3/10/2010
B
Louisiana 11/4/2024
B
South Carolina 4/23/2012
B
Maine 8/28/2018
B
Texas 1/15/2009
B
Michigan 1/15/2009
IA
Texas 4/17/2014
B
Missouri 1/15/2009
B
Virginia 2/19/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7335 CROSSLEIGH CT STE 100, TOLEDO, OH 43617
Registered with this firm since 1/16/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7335 CROSSLEIGH CT STE 100, TOLEDO, OH 43617
Registered with this firm since 1/15/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/07/1999 - 02/03/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TOLEDO, OH
B
 07/31/1993 - 02/03/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TOLEDO, OH
B
 02/15/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 12/11/1987 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 12/21/1982 - 01/05/1988 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.