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Detailed Report
ROGER LELAND (JR) GEWECKE
CRD#: 1081009
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Investment Adviser
CLIFFORD SWAN INVESTMENT COUNSELORSCRD#: 108033 177 E. COLORADO BLVD
STE 550
PASADENA, CA 91105-1965
Registration History
2008201020122014201620182020202220242026IACLIFFORD SWAN INVESTMENT COUNS... (CRD# 108033)2007 - Present (17 years)
License(s)

State Registrations

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California 12/13/2007
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New Hampshire 11/13/2014
Current Registration(s)
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CLIFFORD SWAN INVESTMENT COUNSELORS (CRD#:108033)
177 E. COLORADO BLVD STE 550, PASADENA, CA 91105-1965
Registered with this firm since 12/13/2007
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.