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ROBERT MARVIN FIERMAN
CRD#: 1078834
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 3050 PEACHTREE ROAD, NW
SUITE 600
ATLANTA, GA 30305
Registration History
198519901995200020052010201520202025IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1994 - Present (30 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1985 - Present (39 years)BPHOENIX FINANCIAL CORPORATION (CRD# 8340)1983 - 1985 (2 years)
Disclosure(s)
View By:
8/8/2002
Customer Dispute
Settled
License(s)

State Registrations

B
California 2/28/1985

B
Missouri 12/14/2007

B
Colorado 4/25/2019

B
Montana 10/7/2020

B
District of Columbia 11/28/2023

B
New York 3/11/1985

B
Florida 3/4/1985

B
North Carolina 1/6/1999

B
Georgia 3/1/1985

B
Ohio 8/25/2006

IA
Georgia 3/17/2003

B
Oregon 11/27/2023

B
Idaho 11/17/2022

B
Pennsylvania 3/17/1998

B
Illinois 7/3/1986

B
South Carolina 1/6/2014

B
Indiana 12/6/2023

B
Tennessee 3/1/1985

B
Iowa 12/1/2023

B
Texas 1/7/1994

B
Kansas 3/4/2013

IA
Texas 1/7/1994

B
Massachusetts 8/30/2007

B
Virginia 8/8/1995

B
Michigan 6/8/1999

B
Washington 12/17/2013

B
Mississippi 9/22/2017

B
West Virginia 3/7/1985

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3050 PEACHTREE ROAD, NW SUITE 600, ATLANTA, GA 30305
Marietta, GA
Registered with this firm since 1/7/1994

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
3050 PEACHTREE ROAD, NW SUITE 600, ATLANTA, GA 30305
Marietta, GA
Registered with this firm since 3/3/1985

Previous Registration(s)
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B
01/28/1983 - 01/22/1985 PHOENIX FINANCIAL CORPORATION (CRD#:8340)
FINRA expelled the firm on 11/14/1994
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.