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Detailed Report
KIMBERLY LYNN WIKLOF
KIMBERLY LYNN CORSON, KIMBERLY MCCORMICK
CRD#: 1078688
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 500 108TH AVENUE NE
SUITE 2100
BELLEVUE, WA 98004
Registration History
198519901995200020052010201520202025IAOPPENHEIMER & CO. INC. (CRD# 249)2007 - Present (17 years)BOPPENHEIMER & CO. INC. (CRD# 249)2003 - Present (22 years)BCIBC WORLD MARKETS CORP. (CRD# 630)1983 - 2003 (19 years)BOPPENHEIMER & CO., INC. (CRD# 630)1988 - 1995 (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1983 (<1 year)IAOPPENHEIMER ASSET MANAGEMENT (CRD# 105559)2003 - 2007 (4 years)IAFAHNESTOCK ASSET MANAGEMENT (CRD# 249)2003 - 2003 (<1 year)IACIBC WORLD MARKETS CORP. (CRD# 630)2000 - 2003 (3 years)
License(s)

State Registrations

B
Arizona 1/3/2003
B
Washington 1/3/2003
IA
Arizona 11/19/2024
IA
Washington 11/13/2007
B
Puerto Rico 1/3/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
500 108TH AVENUE NE SUITE 2100, BELLEVUE, WA 98004
ORO VALLEY, AZ
Registered with this firm since 11/13/2007
B
OPPENHEIMER & CO. INC. (CRD#:249)
500 108TH AVENUE NE SUITE 2100, BELLEVUE, WA 98004
ORO VALLEY, AZ
Registered with this firm since 1/3/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/15/2003 - 11/14/2007 OPPENHEIMER ASSET MANAGEMENT (CRD#:105559) NEW YORK, NY
IA
 01/03/2003 - 04/15/2003 FAHNESTOCK ASSET MANAGEMENT (CRD#:249) BELLEVUE, WA
IA
 01/10/2000 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) SEATTLE, WA
B
 04/26/1983 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
 04/03/1988 - 04/18/1995 OPPENHEIMER & CO., INC. (CRD#:630)
B
 01/19/1983 - 05/09/1983 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.