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PATRICIA ELIZABETH ROTHKOPF
PATRICIA ELIZABETH BRUNER
CRD#: 1078662
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1530 American Way
Suite 230
Greenwood, IN 46143
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2004 (4 years)2 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1994 - 2000 (6 years)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1987 - 1993 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 1987 (2 years)BTRAUB AND COMPANY, INC. (CRD# 4904)1982 - 1984 (1 year)
License(s)

State Registrations

B
Indiana 7/2/2009

IA
Indiana 7/21/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1530 American Way Suite 230, Greenwood, IN 46143
Indianapolis, IN
Registered with this firm since 7/21/2009

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1530 American Way Suite 230, Greenwood, IN 46143
Indianapolis, IN
Registered with this firm since 7/2/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 07/23/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) INDIANAPOLIS, IN
B
06/01/2009 - 07/23/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) INDIANAPOLIS, IN
IA
08/26/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) INDIANAPOLIS, IN
B
08/26/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) INDIANAPOLIS, IN
IA
08/22/2000 - 08/20/2004 MORGAN STANLEY (CRD#:7556) INDIANAPOLIS, IN
B
08/02/2000 - 08/20/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
05/19/1994 - 08/01/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
02/19/1987 - 08/05/1993 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
07/26/1984 - 02/20/1987 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
12/02/1982 - 03/29/1984 TRAUB AND COMPANY, INC. (CRD#:4904)
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B
Broker
IA
Investment Adviser
Disclosures
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