Individual Firm
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ALAINA PATRICE GUARINO
ALAINA PATRICE TELANO
CRD#: 1075132
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1325 FRANKLIN AVE
GARDEN CITY, NY 11530
GARDEN CITY, NY 11530
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11/14/2012
Judgment / Lien
State Registrations
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Alabama 5/15/2024
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New Mexico 5/2/2017
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Alaska 4/7/2023
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New York 1/14/2011
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Arizona 4/29/2011
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New York 4/19/2021
B
California 4/29/2011
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North Carolina 4/29/2011
B
Colorado 4/29/2011
B
Ohio 12/16/2024
B
Connecticut 4/29/2011
B
Oregon 5/14/2018
B
Delaware 2/16/2017
B
Pennsylvania 4/29/2011
B
District of Columbia 4/29/2011
B
Rhode Island 4/29/2011
B
Florida 4/29/2011
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South Carolina 4/29/2011
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Georgia 4/29/2011
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South Dakota 2/3/2025
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Illinois 4/29/2011
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Tennessee 2/8/2017
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Indiana 5/30/2024
B
Texas 4/29/2011
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Iowa 10/10/2018
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Texas 3/13/2013
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Kansas 2/23/2024
B
Vermont 3/6/2025
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Louisiana 10/26/2018
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Virgin Islands 5/14/2024
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Maine 3/28/2018
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Virginia 4/29/2011
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Maryland 4/29/2011
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Washington 4/29/2011
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Massachusetts 4/29/2011
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West Virginia 4/29/2011
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Nevada 1/31/2023
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Wisconsin 4/29/2011
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New Hampshire 4/29/2011
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Wyoming 6/9/2022
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New Jersey 4/29/2011
SRO Registrations
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Registered with this firm since 3/13/2013
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Registered with this firm since 2/16/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/16/2001 - 10/04/2005 | SYRACUSE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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