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THOMAS HARRY PALUSZYNSKI
THOMAS HENRY PALUSZYNSKI
CRD#: 1074929
IA
B
MORGAN STANLEYCRD#: 149777 1650 Market Street 42Nd Floor
Philadelphia, PA 19103
Philadelphia, PA 19103
0
Disclosures
38
Years of Experience
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State Registrations
B
Arizona 2/27/2013
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/21/2018
B
Ohio 6/1/2009
B
Delaware 6/1/2009
B
Pennsylvania 6/1/2009
B
Florida 6/1/2009
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Pennsylvania 2/11/2011
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Maryland 3/22/2018
IA
Texas 7/20/2011
B
Massachusetts 7/12/2018
B
Virginia 5/11/2018
B
Michigan 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/11/2011
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/11/2009 - 06/01/2009 | PHILADELPHIA, PA | |
B | 01/28/1995 - 03/26/2009 | PHILADELPHIA, PA | |
B | 07/25/1988 - 01/28/1995 | NEW YORK, NY | |
B | 07/23/1986 - 07/09/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.