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RAYMOND CHARLES ABRAHAM
CRD#: 1073218
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1350 TREAT BLVD STE 290
WALNUT CREEK, CA 94597
CETERA ADVISOR NETWORKS LLCCRD#: 13572 WALNUT CREEK, CA
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2008 - Present (16 years)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)1982 - 2008 (25 years)BEPIC SECURITIES COMPANY (CRD# 4286)1983 - 1986 (2 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2008 - 2023 (14 years)IAWEALTH MANAGEMENT CONSULTANTS INC (CRD# 136975)1989 - 2010 (21 years)IAHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2002 - 2008 (6 years)
Disclosure(s)
View By:
2/24/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 8/25/2008

B
Ohio 4/1/2016

B
California 8/25/2008

B
Oregon 8/25/2008

IA
California 6/29/2023

B
South Carolina 9/7/2011

B
Florida 8/25/2008

B
Tennessee 4/1/2022

B
Idaho 12/17/2015

B
Texas 11/8/2016

B
Illinois 8/25/2008

IA
Texas 6/29/2023

B
Michigan 8/25/2008

B
Utah 8/25/2008

B
Missouri 7/18/2023

B
Virginia 8/25/2008

B
Nevada 8/25/2008

B
Washington 8/25/2008

B
New York 8/25/2008

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1350 TREAT BLVD STE 290, WALNUT CREEK, CA 94597
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
WALNUT CREEK, CA
Registered with this firm since 8/25/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/26/2008 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
04/19/1989 - 09/15/2010 WEALTH MANAGEMENT CONSULTANTS INC (CRD#:136975) WALNUT CREEK, CA
IA
09/23/2002 - 09/04/2008 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) WALNUT CREEK, CA
B
12/21/1982 - 09/04/2008 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) WALNUT CREEK, CA
B
11/19/1983 - 01/21/1986 EPIC SECURITIES COMPANY (CRD#:4286)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.