Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
1985199019952000200520102015202020252 FIRMS2001 - 2002 (<1 year)2 FIRMS2002 - 2004 (2 years)IANICKEL INVESTMENT ADVISORS, INC. (CRD# 139058)2012 - Present (13 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - 2001 (2 years)BSCOTTSDALE SECURITIES, INC. (CRD# 8206)1998 - 1999 (<1 year)BQUICK & REILLY, INC. (CRD# 11217)1985 - 1998 (13 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1983 - 1985 (2 years)IANICKEL INVESTMENT ADVISORS, INC. (CRD# 139058)2009 - 2011 (2 years)IABELL INVESTMENT ADVISORS INC (CRD# 108383)2005 - 2005 (<1 year)
Disclosure(s)
View By:
11/9/2005
Employment Separation After Allegations
9/25/1996
Customer Dispute
Award / Judgment
License(s)

State Registrations

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California 1/24/2012
Current Registration(s)
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NICKEL INVESTMENT ADVISORS, INC. (CRD#:139058)
WINDSOR, CA
Registered with this firm since 1/24/2012
Previous Registration(s)
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 09/01/2009 - 12/31/2011 NICKEL INVESTMENT ADVISORS, INC. (CRD#:139058) WINDSOR, CA
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 03/10/2005 - 11/21/2005 BELL INVESTMENT ADVISORS INC (CRD#:108383) SANTA ROSA, CA
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 09/19/2002 - 11/29/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) SANTA ROSA, CA
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 09/19/2002 - 11/29/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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 12/17/2001 - 09/05/2002 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
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 12/17/2001 - 09/05/2002 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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 07/31/1999 - 07/05/2001 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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 11/18/1998 - 07/06/1999 SCOTTSDALE SECURITIES, INC. (CRD#:8206) ST. LOUIS, MO
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 10/23/1985 - 10/13/1998 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
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 03/22/1983 - 10/21/1985 CHARLES SCHWAB & CO., INC. (CRD#:5393)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.