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Detailed Report
ROXANNE CALABRESE
Roxanne Calabrese, ROXANNE HOLDER, ROXANNE SCHIRRIPA
CRD#: 1072519
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 999 RIVERVIEW DRIVE
SUITE 201
TOTOWA, NJ 07512
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2013 (4 years)2 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2016 - 2022 (6 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (1 year)
License(s)

State Registrations

B
New Jersey 1/19/2024
IA
New Jersey 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
999 RIVERVIEW DRIVE SUITE 201, TOTOWA, NJ 07512
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
999 RIVERVIEW DRIVE SUITE 201, TOTOWA, NJ 07512
Registered with this firm since 1/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/28/2022 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HACKENSACK, NJ
B
 07/28/2022 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HACKENSACK, NJ
IA
 01/08/2016 - 07/29/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PARAMUS, NJ
B
 01/06/2016 - 07/29/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PARAMUS, NJ
IA
 09/29/2015 - 12/22/2015 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
B
 09/29/2015 - 12/22/2015 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
IA
 10/03/2013 - 07/23/2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) FLORHAM PARK, NJ
B
 10/02/2013 - 07/23/2015 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) FLORHAM PARK, NJ
IA
 06/01/2009 - 10/11/2013 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
B
 06/01/2009 - 10/11/2013 MORGAN STANLEY (CRD#:149777) PARAMUS, NJ
IA
 01/08/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PARAMUS, NJ
B
 01/08/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PARAMUS, NJ
IA
 09/16/2008 - 12/04/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PARAMUS, NJ
B
 02/27/2008 - 12/04/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PARAMUS, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.