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SANDRA HUNG SIMM MEW-MCROBERTS
SANDRA HUNG SIMM MCROBERTS, SANDY MCROBERTS, SANDRA HUNG SIMM MEWMCROBERTS, SANDRA HUNGSIMM MEWMCROBERTS
CRD#: 1072446
IA
B
OSAIC WEALTH, INC.CRD#: 23131 407 ULUNIU STREET
SUITE 211
KAILUA, HI 96734
SUITE 211
KAILUA, HI 96734
0
Disclosures
42
Years of Experience
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State Registrations
B
Arizona 11/3/2005
B
Nevada 1/8/2021
B
California 1/29/2001
B
New Jersey 1/7/2002
B
Colorado 9/19/2002
B
New Mexico 1/8/2021
B
Florida 1/8/2021
B
North Carolina 1/29/2001
B
Georgia 1/29/2001
B
Ohio 1/8/2021
B
Hawaii 1/31/1997
B
Oklahoma 1/8/2021
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Hawaii 12/13/2013
B
Oregon 1/29/2001
B
Iowa 1/29/2001
B
South Carolina 1/29/2001
B
Kansas 1/8/2021
B
Texas 5/22/2006
B
Massachusetts 1/29/2001
B
Virginia 1/8/2021
B
Michigan 1/29/2001
B
Washington 1/29/2001
B
Montana 1/8/2021
B
Wyoming 11/7/2014
SRO Registrations
B
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Registered with this firm since 12/13/2013
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Registered with this firm since 1/31/1997
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/01/2006 - 05/02/2014 | KAILUA, HI | |
IA | 07/09/2003 - 12/31/2003 | KAILUA, HI | |
B | 07/10/1995 - 01/31/1997 | ATLANTA, GA | |
B | 01/03/1994 - 07/20/1995 | EL SEGUNDO, CA | |
B | 08/25/1989 - 12/31/1993 | LA JOLLA, CA | |
B | 06/18/1987 - 08/25/1989 | ||
B | 09/12/1984 - 06/30/1987 | ||
B | 11/29/1982 - 09/24/1984 |
KAILUA, HI
03/01/2006 - 05/02/2014
KAILUA, HI
07/09/2003 - 12/31/2003
09/12/1984 - 06/30/1987
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.