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C STEPHEN HRUBY III
C. STEPHEN HRUBY III, CHARLES STEPHEN HRUBY III, CHARLES STEPHEN III HRUBY, STEPHEN C HRUBY, STEVE HRUBY
CRD#: 1070412
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13321 CALIFORNIA ST
OMAHA, NE 68154
Registration History
198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - Present (36 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - Present (39 years)BWADDELL & REED, INC. (CRD# 866)1982 - 1985 (2 years)
License(s)

State Registrations

B
Alaska 6/20/2016

B
Missouri 4/27/2005

B
Arizona 2/11/1998

B
Montana 3/14/2022

B
Arkansas 1/5/2006

B
Nebraska 10/23/1985

B
California 3/2/1988

IA
Nebraska 1/26/1998

B
Colorado 3/11/1986

B
Nevada 7/5/2012

B
Connecticut 11/12/2019

B
New Hampshire 6/17/2015

B
Delaware 12/3/2015

B
New Mexico 1/23/2006

B
District of Columbia 8/4/2016

B
New York 6/1/1988

B
Florida 4/27/2005

B
North Carolina 10/16/2009

B
Georgia 4/8/1993

B
Ohio 10/7/2019

B
Hawaii 7/20/2021

B
Oklahoma 12/3/1992

B
Idaho 7/9/2018

B
Oregon 4/27/2005

B
Illinois 4/27/2005

B
Rhode Island 10/3/2024

B
Indiana 1/27/2011

B
South Carolina 4/27/2005

B
Iowa 10/25/1985

B
South Dakota 8/5/2010

B
Kansas 4/27/2005

B
Tennessee 10/26/2017

B
Kentucky 1/12/2023

B
Texas 4/28/2005

B
Louisiana 7/31/2019

IA
Texas 4/28/2005

B
Maryland 6/30/2023

B
Utah 12/4/1992

B
Massachusetts 4/27/2005

B
Virginia 4/28/1987

B
Michigan 8/18/2021

B
Washington 4/29/2019

B
Minnesota 4/27/2005

B
Wisconsin 4/27/2005

B
Mississippi 1/6/2025

B
Wyoming 1/12/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13321 CALIFORNIA ST, OMAHA, NE 68154
Registered with this firm since 8/26/1988

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13321 CALIFORNIA ST, OMAHA, NE 68154
Registered with this firm since 11/19/1985

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/05/1982 - 09/17/1985 WADDELL & REED, INC. (CRD#:866)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.