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RALPH EUGENE WINN
CRD#: 1070182
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 Mount Dora, FL
CETERA ADVISORS LLCCRD#: 10299 VICTORVILLE, CA
Registration History
1985199019952000200520102015202020252 FIRMS1983 - 1983 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)1999 - Present (25 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1989 - 1999 (9 years)BSOUTHMARK FINANCIAL SERVICES, INC. (CRD# 6518)1985 - 1989 (3 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1983 - 1985 (2 years)IACETERA ADVISORS LLC (CRD# 10299)2006 - 2024 (18 years)
Disclosure(s)
View By:
5/13/1999
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 9/8/2016

B
Missouri 7/29/2024

B
Arizona 8/6/2024

B
Nevada 5/24/1999

B
California 8/29/2001

B
New York 11/30/2000

IA
California 3/21/2024

B
Oregon 5/10/1999

B
Colorado 5/10/1999

B
South Carolina 5/6/2009

B
Florida 10/2/2008

B
Tennessee 2/29/2024

IA
Florida 3/20/2024

B
Texas 1/11/2006

B
Hawaii 6/3/2014

IA
Texas 3/21/2024

B
Illinois 8/13/2013

B
Utah 9/5/2024

B
Kentucky 6/10/2022

B
Washington 5/10/1999

B
Louisiana 3/18/2013

B
Wisconsin 3/6/2000

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
Mount Dora, FL
Victorville, CA
Registered with this firm since 3/20/2024

B
CETERA ADVISORS LLC (CRD#:10299)
VICTORVILLE, CA
MOUNT DORA, FL
Registered with this firm since 5/10/1999

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/08/2006 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) WILDOMAR, CA
B
06/18/1989 - 05/13/1999 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
B
11/07/1985 - 06/18/1989 SOUTHMARK FINANCIAL SERVICES, INC. (CRD#:6518)
B
09/07/1983 - 11/12/1985 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572)
B
03/15/1983 - 08/22/1983 UNIVERSITY SECURITIES CORPORATION (CRD#:6518)
B
03/21/1983 - 03/23/1983 WESCO SECURITIES, INC. (CRD#:6471)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.