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SANDRA LEE CHAPMAN
SANDRA LEE NICHOL
CRD#: 1069581
IA
B
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 1890 DONALD STREET, SUITE C
RENO, NV 89502
RENO, NV 89502
0
Disclosures
42
Years of Experience
View By:
State Registrations
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Alabama 10/26/2022
B
Minnesota 5/23/2023
B
Arizona 10/26/2022
B
Nevada 7/18/2008
B
California 7/18/2008
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Nevada 7/18/2008
B
Colorado 11/23/2009
B
New Mexico 10/26/2022
B
Florida 7/18/2008
B
Oregon 7/18/2008
B
Hawaii 1/14/2010
B
Washington 7/18/2008
SRO Registrations
B
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Registered with this firm since 7/18/2008
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Registered with this firm since 7/18/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/11/1995 - 07/24/2008 | RENO, NV | |
B | 12/16/1994 - 01/09/1995 | ||
B | 08/25/1989 - 12/20/1994 | LA JOLLA, CA | |
B | 01/07/1988 - 08/25/1989 | ||
B | 09/19/1984 - 02/03/1988 | ||
B | 10/25/1982 - 10/16/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.