Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PAT JOSEPH INGRASSIA
CRD#: 1068874
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 100 Motor Parkway
Suite 590
Hauppauge, NY 11788
Registration History
1985199019952000200520102015202020252 FIRMS2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2020 (12 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 1997 (7 years)BJ. T. MORAN & CO., INC. (CRD# 15655)1989 - 1990 (1 year)BBLINDER, ROBINSON & CO., INC. (CRD# 5096)1982 - 1988 (5 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2015 - 2020 (4 years)
Disclosure(s)
View By:
9/16/2010
Customer Dispute
Denied
7/23/1998
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 6/22/2020
B
New Jersey 5/21/2020
B
Alaska 6/13/2023
IA
New Jersey 12/22/2020
B
Arizona 5/21/2020
B
New Mexico 10/12/2021
B
California 5/21/2020
B
New York 5/21/2020
B
Colorado 5/21/2020
IA
New York 3/30/2021
B
Connecticut 2/23/2024
B
North Carolina 6/3/2020
B
District of Columbia 5/21/2020
B
Ohio 5/21/2020
B
Florida 5/22/2020
B
Oregon 5/22/2020
B
Georgia 5/21/2020
B
Pennsylvania 5/21/2020
B
Hawaii 7/21/2021
B
South Carolina 5/21/2020
B
Illinois 2/26/2024
B
Texas 5/21/2020
B
Maryland 5/21/2020
IA
Texas 5/21/2020
B
Massachusetts 8/3/2020
B
Virginia 5/21/2020
B
Missouri 5/21/2020
B
Washington 5/21/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
100 Motor Parkway Suite 590, Hauppauge, NY 11788
Registered with this firm since 5/21/2020
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
100 Motor Parkway Suite 590, Hauppauge, NY 11788
Registered with this firm since 5/21/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/16/2015 - 06/02/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HAUPPAUGE, NY
B
 01/01/2008 - 06/02/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HAUPPAUGE, NY
B
 08/21/1997 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SMITHTOWN, NY
B
 03/29/1990 - 08/20/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 01/10/1989 - 02/20/1990 J. T. MORAN & CO., INC. (CRD#:15655)
B
 12/21/1982 - 11/15/1988 BLINDER, ROBINSON & CO., INC. (CRD#:5096)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.