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GARY LEE MANDELL
CRD#: 1067317
IA
Investment Adviser
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Previous Broker
THE MANDELL GROUPCRD#: 123406 CHICAGO, IL
Registration History
1985199019952000200520102015202020252 FIRMS2019 - 2024 (5 years)IATHE MANDELL GROUP (CRD# 123406)1998 - Present (26 years)BFSC SECURITIES CORPORATION (CRD# 7461)2000 - 2019 (19 years)BSWS FINANCIAL SERVICES (CRD# 17587)1991 - 2000 (9 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1986 - 1993 (6 years)BREED SECURITIES COMPANY, INC. (CRD# 21548)1991 - 1991 (<1 year)BT.L. REED SECURITIES, INC. (CRD# 19875)1989 - 1990 (1 year)BSOURCE SECURITIES, INC. (CRD# 8026)1985 - 1989 (4 years)BCHARTERED PLANNING, LTD. (CRD# 13029)1984 - 1984 (<1 year)BFINANCIAL PLANNERS EQUITY CORP... (CRD# 7420)1982 - 1984 (1 year)IAFSC SECURITIES CORPORATION (CRD# 7461)2008 - 2008 (<1 year)IAFSC SECURITIES CORPORATION (CRD# 7461)2004 - 2007 (2 years)
License(s)

State Registrations

IA
Illinois 7/30/1998

Current Registration(s)
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THE MANDELL GROUP (CRD#:123406)
CHICAGO, IL
Registered with this firm since 7/30/1998

Previous Registration(s)
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IA
12/06/2019 - 12/31/2024 LPL FINANCIAL LLC (CRD#:6413) CHICAGO, IL
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11/18/2019 - 12/31/2024 LPL FINANCIAL LLC (CRD#:6413) CHICAGO, IL
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11/01/2000 - 11/22/2019 FSC SECURITIES CORPORATION (CRD#:7461) CHICAGO, IL
IA
03/18/2008 - 11/04/2008 FSC SECURITIES CORPORATION (CRD#:7461) CHICAGO, IL
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09/09/2004 - 07/18/2007 FSC SECURITIES CORPORATION (CRD#:7461) CHICAGO, IL
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02/25/1991 - 11/02/2000 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
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05/27/1986 - 03/23/1993 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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01/14/1991 - 03/06/1991 REED SECURITIES COMPANY, INC. (CRD#:21548) MARBLE FALLS, TX
B
02/22/1989 - 12/31/1990 T.L. REED SECURITIES, INC. (CRD#:19875)
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01/10/1985 - 01/31/1989 SOURCE SECURITIES, INC. (CRD#:8026)
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05/17/1984 - 12/28/1984 CHARTERED PLANNING, LTD. (CRD#:13029)
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09/24/1982 - 05/11/1984 FINANCIAL PLANNERS EQUITY CORPORATION (CRD#:7420)
FINRA expelled the firm on 08/25/1988
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Broker
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Investment Adviser
Disclosures
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