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K. GREGG SMITH
GREGG SMITH, KARL GREGORY SMITH
CRD#: 1066432
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 5301 MADISON AVENUE, STE 302
SACRAMENTO, CA 95841
Registration History
1985199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)1995 - 2024 (29 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1992 - 1994 (2 years)BPLANNED INVESTMENTS INC. (CRD# 5066)1986 - 1992 (6 years)BFSC SECURITIES CORPORATION (CRD# 7461)1984 - 1986 (1 year)BMANEQUITY, INC. (CRD# 5249)1983 - 1984 (1 year)BFINANCIAL PLANNERS EQUITY CORP... (CRD# 7420)1982 - 1983 (1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)1997 - 2024 (26 years)
License(s)

State Registrations

B
Arizona 6/14/2024

B
Oklahoma 6/14/2024

B
California 6/14/2024

B
Oregon 6/14/2024

IA
California 6/14/2024

B
Pennsylvania 6/14/2024

B
Colorado 6/14/2024

B
Texas 6/14/2024

B
Florida 6/14/2024

IA
Texas 6/14/2024

B
Idaho 6/14/2024

B
Utah 6/14/2024

B
Indiana 6/14/2024

B
Virginia 6/14/2024

B
Nevada 6/14/2024

B
Washington 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
5301 MADISON AVENUE, STE 302, SACRAMENTO, CA 95841
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
5301 MADISON AVENUE, STE 302, SACRAMENTO, CA 95841
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/08/1997 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) SACRAMENT, CA
B
01/06/1995 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) SACRAMENTO, CA
B
12/22/1992 - 12/31/1994 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
07/01/1986 - 12/31/1992 PLANNED INVESTMENTS INC. (CRD#:5066) ATLANTA, GA
B
12/18/1984 - 07/03/1986 FSC SECURITIES CORPORATION (CRD#:7461)
B
11/09/1983 - 12/26/1984 MANEQUITY, INC. (CRD#:5249)
B
10/20/1982 - 11/04/1983 FINANCIAL PLANNERS EQUITY CORPORATION (CRD#:7420)
FINRA expelled the firm on 08/25/1988
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.