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Detailed Report
WILLIAM JOSEPH SUVOY
BILL SUVOY
CRD#: 1066247
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 155 N. RIVERVIEW DRIVE
SUITE 103
ANAHEIM HILLS, CA 92808
Registration History
1985199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1982 - 2024 (42 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2000 - 2024 (24 years)
License(s)

State Registrations

B
Arizona 11/14/2024
B
Oregon 11/14/2024
B
California 11/14/2024
B
Texas 11/14/2024
IA
California 11/14/2024
IA
Texas 11/14/2024
B
Hawaii 4/2/2025
B
Utah 11/14/2024
B
Idaho 1/2/2025
B
Washington 11/14/2024
B
New Mexico 11/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
155 N. RIVERVIEW DRIVE SUITE 103, ANAHEIM HILLS, CA 92808
Registered with this firm since 11/14/2024
B
LPL ENTERPRISE, LLC (CRD#:8733)
155 N. RIVERVIEW DRIVE SUITE 103, ANAHEIM HILLS, CA 92808
Registered with this firm since 11/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/06/2000 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ANAHEIM HILLS, CA
B
 10/06/1982 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) ANAHEIM HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.