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Detailed Report
STEVEN MICHAEL DITCH
CRD#: 1066214
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 711 KIMBERLY AVE STE 275
PLACENTIA, CA 92870
CETERA ADVISORS LLCCRD#: 10299 711 KIMBERLY AVE STE 275
PLACENTIA, CA 92870
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2012 - Present (13 years)BPACIFIC WEST SECURITIES, INC. (CRD# 6390)1982 - 2012 (29 years)IACETERA ADVISORS LLC (CRD# 10299)2012 - 2024 (12 years)IAPACIFIC WEST FINANCIAL CONSULT... (CRD# 108728)2004 - 2012 (7 years)
License(s)

State Registrations

B
Arizona 2/28/2012
B
South Carolina 8/2/2018
B
California 2/28/2012
B
Tennessee 7/14/2022
IA
California 3/21/2024
B
Texas 1/2/2013
B
Florida 9/2/2014
IA
Texas 3/21/2024
B
Hawaii 8/5/2013
B
Utah 2/28/2012
B
Maryland 2/28/2012
B
Virginia 2/28/2012
B
Nevada 2/28/2012
B
Washington 2/28/2012
B
Oregon 2/28/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
711 KIMBERLY AVE STE 275, PLACENTIA, CA 92870
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
711 KIMBERLY AVE STE 275, PLACENTIA, CA 92870
Registered with this firm since 2/28/2012
Previous Registration(s)
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IA
 02/28/2012 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
 06/30/2004 - 02/28/2012 PACIFIC WEST FINANCIAL CONSULTANTS INC (CRD#:108728) PLACENTIA, CA
B
 09/24/1982 - 02/28/2012 PACIFIC WEST SECURITIES, INC. (CRD#:6390) PLACENTIA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.