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PAUL JOSEPH STUBBS
CRD#: 1063810
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1513 IYANNOUGH RD
1ST FL STE 3
HYANNIS, MA 02601
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2012 - Present (12 years)BMORGAN STANLEY (CRD# 149777)2009 - 2012 (3 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1993 - 2000 (7 years)BLEHMAN BROTHERS INC. (CRD# 7506)1990 - 1993 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 1990 (7 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2019 (3 years)
Disclosure(s)
View By:
3/28/1998
Customer Dispute
Denied
7/13/1995
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/25/2020

B
New Hampshire 2/10/2014

B
California 10/5/2012

B
New Jersey 10/27/2014

B
Colorado 9/25/2020

B
New York 9/13/2016

B
Connecticut 10/5/2012

B
North Carolina 4/26/2017

IA
Connecticut 9/25/2020

B
Ohio 10/5/2012

B
District of Columbia 10/1/2020

B
Pennsylvania 5/20/2015

B
Florida 10/5/2012

B
Puerto Rico 10/2/2020

B
Georgia 10/8/2020

B
Rhode Island 10/5/2012

B
Illinois 3/12/2020

B
South Carolina 10/8/2012

B
Indiana 6/13/2023

B
Tennessee 7/27/2021

B
Maine 1/25/2017

B
Utah 5/3/2021

B
Maryland 10/11/2012

B
Vermont 9/25/2020

B
Massachusetts 10/5/2012

B
Virginia 6/18/2014

B
Michigan 10/5/2012

B
Washington 10/5/2012

B
Montana 10/5/2012

B
Wisconsin 2/27/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1513 IYANNOUGH RD 1ST FL STE 3, HYANNIS, MA 02601
Registered with this firm since 9/25/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1513 IYANNOUGH RD 1ST FL STE 3, HYANNIS, MA 02601
Registered with this firm since 10/5/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/16/2016 - 12/31/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
06/01/2009 - 10/24/2012 MORGAN STANLEY (CRD#:149777) NORTH DARMOUTH, MA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NORTH DARMOUTH, MA
B
10/06/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) NORTH DARMOUTH, MA
B
07/31/1993 - 10/13/2000 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
05/01/1990 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
09/23/1982 - 05/17/1990 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.