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FRANK ROBERT DIEGO
CRD#: 1063766
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 444 SEABREEZE BLVD
SUITE 700
DAYTONA BEACH, FL 32118
Registration History
1985199019952000200520102015202020252 FIRMS2001 - 2006 (5 years)2 FIRMS2006 - Present (18 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1991 - 2001 (10 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1990 - 1991 (1 year)BSECURITY PACIFIC INVESTMENTS, INC. (CRD# 12965)1983 - 1990 (6 years)BG.C.N. CORP. (CRD# 7245)1983 - 1984 (1 year)BTHE PARKINS INVESTMENT SECURIT... (CRD# 7431)1982 - 1983 (<1 year)
License(s)

State Registrations

B
Arkansas 6/23/2006

B
New Jersey 6/23/2006

B
California 6/23/2006

B
New York 6/23/2006

B
Delaware 6/23/2006

B
North Carolina 9/11/2006

B
Florida 6/23/2006

B
Ohio 4/6/2021

IA
Florida 6/30/2006

B
Pennsylvania 6/23/2006

B
Georgia 6/23/2006

B
South Carolina 6/23/2006

B
Illinois 2/23/2018

B
Tennessee 3/13/2012

B
Kentucky 4/21/2021

B
Texas 6/23/2006

B
Maryland 6/23/2006

IA
Texas 3/1/2017

B
Massachusetts 6/23/2006

B
Virgin Islands 7/5/2023

B
Michigan 3/6/2023

B
Virginia 6/23/2006

B
New Hampshire 1/31/2024

B
Washington 10/19/2010

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
444 SEABREEZE BLVD SUITE 700, DAYTONA BEACH, FL 32118
Deland, FL
Registered with this firm since 6/30/2006

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
444 SEABREEZE BLVD SUITE 700, DAYTONA BEACH, FL 32118
Deland, FL
Registered with this firm since 6/23/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/16/2001 - 07/14/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) DAYTONA BEACH, FL
B
03/16/2001 - 07/14/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) DAYTONA BEACH, FL
B
03/11/1991 - 03/23/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
01/26/1990 - 02/22/1991 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
B
07/01/1983 - 02/03/1990 SECURITY PACIFIC INVESTMENTS, INC. (CRD#:12965) OAKLAND, CA
B
03/22/1983 - 10/18/1984 G.C.N. CORP. (CRD#:7245)
B
09/24/1982 - 01/19/1983 THE PARKINS INVESTMENT SECURITIES CORPORATION (CRD#:7431)
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Broker
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Investment Adviser
Disclosures
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