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Detailed Report
WAYNE ALEXANDER DAWSON JR
WAYNE ALEXANDER DAWSON JR. JR
CRD#: 1063449
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 6606 US Highway 98 West
Hattiesburg, MS 39402
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1988 - 2006 (17 years)BHOWARD, WEIL, LABOUISSE, FRIED... (CRD# 414)1982 - 1988 (6 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)
Disclosure(s)
View By:
4/29/2003
Customer Dispute
Settled
5/7/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/1/2009
B
Montana 1/12/2021
B
Alaska 1/13/2021
B
Nevada 1/22/2021
B
Arizona 3/16/2020
B
New Hampshire 4/6/2022
B
Arkansas 3/23/2016
B
New Jersey 1/28/2021
B
California 6/1/2009
B
New Mexico 1/12/2021
B
Colorado 7/6/2020
B
New York 6/1/2009
B
Delaware 5/17/2021
B
North Carolina 9/13/2011
B
District of Columbia 8/25/2022
B
Ohio 1/12/2021
B
Florida 6/1/2009
B
Oklahoma 1/28/2021
B
Georgia 6/1/2009
B
Oregon 2/27/2014
B
Illinois 6/1/2009
B
Pennsylvania 1/11/2021
B
Indiana 4/16/2015
B
Puerto Rico 3/28/2022
B
Kentucky 8/4/2021
B
South Carolina 6/1/2009
B
Louisiana 6/1/2009
B
Tennessee 6/1/2009
B
Maryland 10/3/2016
B
Texas 6/1/2009
B
Massachusetts 8/23/2022
IA
Texas 3/9/2011
B
Michigan 6/1/2009
B
Utah 8/8/2019
B
Minnesota 8/4/2020
B
Virginia 4/22/2015
B
Mississippi 6/1/2009
B
Washington 6/1/2009
IA
Mississippi 6/1/2009
B
West Virginia 1/20/2021
B
Missouri 6/1/2009
B
Wisconsin 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
6606 US Highway 98 West, Hattiesburg, MS 39402
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
6606 US Highway 98 West, Hattiesburg, MS 39402
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/21/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HATTIESBURG, MS
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HATTIESBURG, MS
B
 10/17/1988 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) HATTIESBURG, MS
B
 09/24/1982 - 10/17/1988 HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (CRD#:414)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.