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DAVID VICTOR ANDERSON
CRD#: 1063281
IA
B
OPPENHEIMER & CO. INC.CRD#: 249 4221 WEST BOY SCOUT BLVD.
STE 750
TAMPA, FL 33607
STE 750
TAMPA, FL 33607
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Alabama 9/12/2023
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New Jersey 5/1/2015
B
Colorado 8/1/2016
B
New York 5/1/2015
B
District of Columbia 2/19/2021
B
North Carolina 2/2/2017
B
Florida 5/1/2015
B
Ohio 5/16/2016
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Florida 5/6/2015
B
Oklahoma 10/17/2023
B
Georgia 5/1/2015
B
Oregon 5/1/2015
B
Illinois 3/31/2023
B
Pennsylvania 5/1/2015
B
Indiana 3/8/2024
B
South Carolina 5/1/2015
B
Kentucky 5/1/2015
B
Tennessee 5/1/2015
B
Louisiana 10/26/2021
B
Texas 11/29/2016
B
Maryland 3/26/2025
B
Virginia 5/1/2015
B
Minnesota 5/1/2015
B
Washington 7/20/2015
SRO Registrations
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B
B
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Registered with this firm since 5/6/2015
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Registered with this firm since 5/1/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/17/2009 - 05/14/2015 | TAMPA, FL | |
B | 10/05/2009 - 05/14/2015 | TAMPA, FL | |
B | 12/14/2007 - 10/05/2009 | TAMPA, FL | |
IA | 07/18/1994 - 12/20/2007 | TAMPA, FL | |
B | 02/25/1987 - 12/20/2007 | TAMPA, FL | |
B | 04/15/1991 - 09/19/1991 | FORT WASHINGTON, PA | |
B | 05/16/1985 - 12/02/1986 | ||
B | 12/20/1984 - 06/18/1985 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.