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CHRISTOPHER J CROWE
CHRISTOPH J CROW, CHRISTOPH J CROWE, CHRISTOPHER JOHN CROWE
CRD#: 1062403
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1337 TILTON ROAD
NORTHFIELD, NJ 08225
Registration History
1985199019952000200520102015202020252 FIRMS2008 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 2008 (26 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2008 (4 years)
Disclosure(s)
View By:
8/13/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 3/16/2009

B
New York 3/30/2012

B
California 12/8/2008

B
North Carolina 12/8/2008

B
Colorado 2/3/2009

B
Ohio 2/9/2017

B
Connecticut 12/8/2008

B
Pennsylvania 12/8/2008

B
Delaware 12/12/2008

IA
Pennsylvania 8/11/2017

B
District of Columbia 12/8/2008

B
Rhode Island 12/3/2024

B
Florida 12/8/2008

B
South Carolina 12/8/2008

B
Georgia 12/8/2008

B
Tennessee 7/21/2022

B
Maine 4/26/2010

B
Texas 12/12/2018

B
Maryland 12/8/2008

IA
Texas 10/25/2021

B
Massachusetts 12/8/2008

B
Utah 4/6/2021

B
Michigan 1/22/2009

B
Vermont 1/19/2011

B
Nevada 2/9/2017

B
Virgin Islands 11/18/2011

B
New Hampshire 9/20/2017

B
Virginia 12/8/2008

B
New Jersey 12/8/2008

IA
Virginia 11/26/2024

IA
New Jersey 12/8/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Registered with this firm since 12/8/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
MELLON BANK CTR. 1735 MARKET STREET, 44th Floor, PHILADELPHIA, PA 19103
Registered with this firm since 12/8/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/14/2004 - 12/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EGG HARBOR TOWNSHIP, NJ
B
08/26/1982 - 12/10/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EGG HARBOR TOWNSHIP, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.