Individual Firm
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ROBERT JOSEPH RUFFO
CRD#: 1061692
IA
B
MORGAN STANLEYCRD#: 149777 7402 Hodgson Memorial Drive
Suite 100
Savannah, GA 31406
Suite 100
Savannah, GA 31406
0
Disclosures
42
Years of Experience
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State Registrations
B
Alabama 2/26/2015
B
Montana 12/5/2011
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
B
California 2/8/2017
B
New Mexico 11/26/2024
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 8/4/2020
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
South Carolina 6/1/2009
IA
Georgia 6/1/2009
IA
South Carolina 2/21/2014
B
Illinois 6/1/2009
B
Tennessee 3/22/2011
B
Louisiana 6/1/2009
B
Texas 6/1/2009
B
Maine 6/1/2009
IA
Texas 6/1/2009
B
Missouri 12/22/2015
B
Virginia 7/16/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | SAVANNAH, GA | |
B | 04/02/2007 - 06/01/2009 | SAVANNAH, GA | |
IA | 12/13/2002 - 04/02/2007 | SAVANNAH, GA | |
B | 09/24/1982 - 04/02/2007 | SAVANNAH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.