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Detailed Report
LAWRENCE JOHN RAFF
CRD#: 1061315
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2 RIDGEDALE AVE STE 243
CEDAR KNOLLS, NJ 07927
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2 RIDGEDALE AVE STE 243
CEDAR KNOLLS, NJ 07927
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)1989 - Present (35 years)BPENNSYLVANIA SECURITIES COMPANY (CRD# 7667)1983 - 1989 (5 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2002 - 2023 (20 years)
License(s)

State Registrations

B
Alabama 8/14/1995
B
Montana 11/18/1999
B
Arizona 6/23/1998
B
Nebraska 1/6/2005
B
Arkansas 10/2/2006
B
Nevada 1/4/2010
B
California 3/18/1992
B
New Hampshire 5/23/1989
B
Colorado 1/6/1997
B
New Jersey 5/23/1989
B
Connecticut 7/29/1993
IA
New Jersey 6/29/2023
B
Delaware 1/4/2010
B
New York 5/23/1989
B
Florida 3/10/1993
B
North Carolina 7/16/1997
B
Georgia 1/2/2004
B
Ohio 1/4/2010
B
Idaho 1/2/2014
B
Oklahoma 8/24/2004
B
Illinois 7/10/2000
B
Oregon 1/4/2010
B
Indiana 3/9/1993
B
Pennsylvania 9/8/1993
B
Iowa 1/4/2010
B
Rhode Island 6/23/2003
B
Kansas 1/3/2011
B
South Carolina 5/29/2003
B
Kentucky 1/4/2010
B
Tennessee 5/27/2003
B
Louisiana 1/4/2010
B
Texas 5/23/2003
B
Maine 5/16/2006
IA
Texas 6/29/2023
B
Maryland 7/15/1997
B
Utah 11/30/2006
B
Massachusetts 5/23/1989
B
Vermont 5/23/1989
B
Michigan 1/2/2004
IA
Vermont 6/29/2023
B
Minnesota 1/4/2010
B
Virginia 1/2/2004
B
Mississippi 1/2/2008
B
Washington 5/16/2006
B
Missouri 5/2/1997
B
Wisconsin 5/23/2003

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2 RIDGEDALE AVE STE 243, CEDAR KNOLLS, NJ 07927
STRATTON, VT
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2 RIDGEDALE AVE STE 243, CEDAR KNOLLS, NJ 07927
STRATTON, VT
Registered with this firm since 5/23/1989
Previous Registration(s)
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IA
 07/31/2002 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) FLORHAM PARK, NJ
B
 09/01/1983 - 05/23/1989 PENNSYLVANIA SECURITIES COMPANY (CRD#:7667)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.