Individual Firm
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CHARLES EDWARD CRYSTAL
CRD#: 1061075
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE JERICHO PLAZA
SUIT 205
JERICHO, NY 11753
SUIT 205
JERICHO, NY 11753
0
Disclosures
41
Years of Experience
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State Registrations
B
Arizona 5/15/2009
B
Missouri 2/28/2025
B
California 5/15/2009
B
Nevada 5/15/2009
B
Colorado 5/15/2009
B
New Hampshire 7/7/2020
B
Connecticut 5/15/2009
B
New Jersey 5/15/2009
B
Florida 5/15/2009
B
New York 5/15/2009
B
Georgia 3/7/2023
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New York 10/26/2021
B
Illinois 5/15/2009
B
North Carolina 7/11/2018
B
Indiana 5/15/2009
B
Pennsylvania 5/15/2009
B
Maine 5/6/2014
B
Texas 3/31/2023
B
Maryland 5/15/2009
B
Vermont 9/30/2020
B
Massachusetts 5/15/2009
B
Virginia 5/15/2009
B
Michigan 5/15/2009
SRO Registrations
B
B
B
B
B
B
B
B
B
B
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Registered with this firm since 10/26/2021
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Registered with this firm since 5/15/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/31/1993 - 05/27/2009 | MANHASSET, NY | |
B | 07/20/1983 - 07/31/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.