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Detailed Report
CHARLES EDWARD CRYSTAL
CRD#: 1061075
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE JERICHO PLAZA
SUIT 205
JERICHO, NY 11753
Registration History
198519901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1983 - 1993 (10 years)
License(s)

State Registrations

B
Arizona 5/15/2009
B
Missouri 2/28/2025
B
California 5/15/2009
B
Nevada 5/15/2009
B
Colorado 5/15/2009
B
New Hampshire 7/7/2020
B
Connecticut 5/15/2009
B
New Jersey 5/15/2009
B
Florida 5/15/2009
B
New York 5/15/2009
B
Georgia 3/7/2023
IA
New York 10/26/2021
B
Illinois 5/15/2009
B
North Carolina 7/11/2018
B
Indiana 5/15/2009
B
Pennsylvania 5/15/2009
B
Maine 5/6/2014
B
Texas 3/31/2023
B
Maryland 5/15/2009
B
Vermont 9/30/2020
B
Massachusetts 5/15/2009
B
Virginia 5/15/2009
B
Michigan 5/15/2009

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE JERICHO PLAZA SUIT 205, JERICHO, NY 11753
Washington, NY
Registered with this firm since 10/26/2021
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE JERICHO PLAZA SUIT 205, JERICHO, NY 11753
Washington, NY
Registered with this firm since 5/15/2009
Previous Registration(s)
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B
 07/31/1993 - 05/27/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MANHASSET, NY
B
 07/20/1983 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.