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Detailed Report
MICHAEL JOSEPH MILLER
MIKE MILLER
CRD#: 1061024
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 Tampa, FL
Registration History
1985199019952000200520102015202020252 FIRMS1993 - 2005 (12 years)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2019 (10 years)2 FIRMS2019 - Present (5 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1982 - 1993 (11 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1982 - 1986 (4 years)
License(s)

State Registrations

B
Alabama 4/25/2025
B
Maryland 11/1/2019
B
Arizona 11/1/2019
B
Michigan 11/1/2019
B
Arkansas 11/1/2019
B
Minnesota 11/1/2019
B
California 11/1/2019
B
Missouri 11/1/2019
B
Colorado 11/1/2019
B
Nevada 11/1/2019
B
Florida 11/1/2019
B
New Mexico 11/1/2019
IA
Florida 10/8/2020
B
Pennsylvania 11/1/2019
B
Illinois 11/1/2019
B
South Carolina 3/9/2023
IA
Illinois 11/1/2019
B
South Dakota 11/1/2019
B
Indiana 11/1/2019
B
Wisconsin 11/1/2019

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
Tampa, FL
4030 W BOY SCOUT BLVD STE 150, TAMPA, FL 33607
Registered with this firm since 11/1/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
Tampa, FL
4030 W BOY SCOUT BLVD STE 150, TAMPA, FL 33607
Registered with this firm since 11/1/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 11/05/2019 MORGAN STANLEY (CRD#:149777) Chicago, IL
B
 06/01/2009 - 11/05/2019 MORGAN STANLEY (CRD#:149777) Chicago, IL
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
IA
 10/07/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) MERRILVILLE, IN
B
 10/07/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MERRILVILLE, IN
IA
 11/08/1993 - 10/13/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) MERRILLVILLE, IN
B
 10/21/1993 - 10/13/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 10/19/1982 - 10/05/1993 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 10/19/1982 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.