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ANITA MARIE O'CONNOR
ANITA MARIE OCONNOR
CRD#: 1059669
IA
B
COOPER MCMANUSCRD#: 111458 9870 RESEARCH DR
IRVINE, CA 92618-4310
IRVINE, CA 92618-4310
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 9870 Research Dr.
Irvine, CA 92618
Irvine, CA 92618
0
Disclosures
42
Years of Experience
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State Registrations
IA
California 10/10/2011
B
California 3/27/2020
SRO Registrations
B
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IA
Registered with this firm since 10/10/2011
B
Registered with this firm since 3/27/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/17/2010 - 03/27/2020 | IRVINE, CA | |
IA | 07/08/1997 - 12/31/2012 | ANAHEIM, CA | |
B | 02/25/1983 - 04/03/2006 | ANAHEIM, CA | |
IA | 04/25/2001 - 09/02/2004 | ANAHEIM, CA | |
B | 08/26/1982 - 03/15/1983 |
ANAHEIM, CA
07/08/1997 - 12/31/2012
ANAHEIM, CA
04/25/2001 - 09/02/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.