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GORDON B SMITH
GORDON BLAIR SMITH
CRD#: 1058432
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 11350 McCormick Road, Executive Plaza III
Suite 202
Hunt Valley, MD 21031
Suite 202
Hunt Valley, MD 21031
0
Disclosures
39
Years of Experience
View By:
State Registrations
B
California 2/7/2024
B
Nevada 7/31/2020
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California 9/13/2024
B
Oklahoma 1/13/2021
B
Delaware 9/21/2018
B
Pennsylvania 5/3/1999
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Delaware 4/18/2024
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Pennsylvania 4/5/2011
B
Florida 2/26/2013
B
Texas 8/19/2016
B
Georgia 7/8/2022
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Texas 8/19/2016
B
Maine 7/20/2023
B
Virginia 8/31/2011
B
Maryland 5/3/1999
B
West Virginia 10/7/2021
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Maryland 1/1/2001
B
Wyoming 11/5/2020
SRO Registrations
B
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Registered with this firm since 1/1/2001
B
Registered with this firm since 5/3/1999
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/10/1989 - 05/03/1999 | NEW YORK, NY | |
B | 07/02/1985 - 02/22/1989 | ||
B | 08/05/1982 - 09/16/1982 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.