Individual Firm
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DONNA BARRETT PARKER
DONNA BARRETT ERIKSEN, DONNA BARRETT SZUMSKI
CRD#: 1057658
IA
B
OSAIC WEALTH, INC.CRD#: 23131 ROUND ROCK, TX
0
Disclosures
38
Years of Experience
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State Registrations
B
Arizona 11/2/2018
B
Missouri 1/6/2021
B
California 11/2/2018
B
Texas 11/2/2018
B
Florida 11/2/2018
IA
Texas 11/2/2018
B
Minnesota 3/25/2025
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2016 - 11/02/2018 | ROUND ROCK, TX | |
B | 05/13/2016 - 11/02/2018 | ROUND ROCK, TX | |
IA | 09/04/2009 - 05/13/2016 | ROUND ROCK, TX | |
B | 09/04/2009 - 05/13/2016 | ROUND ROCK, TX | |
IA | 06/19/1998 - 09/04/2009 | ROUND ROCK, TX | |
B | 06/01/1992 - 09/04/2009 | ROUND ROCK, TX | |
B | 06/11/1987 - 08/11/1992 | ||
B | 08/31/1982 - 12/16/1982 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.