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Detailed Report
STEPHEN MICHAEL RUVITUSO
STEVE RUVITUSO
CRD#: 1056605
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Investment Adviser
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Previous Broker
SYKON CAPITAL LLCCRD#: 326728 JUPITER, FL
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2013 (5 years)2 FIRMS2013 - 2023 (9 years)IASYKON CAPITAL LLC (CRD# 326728)2023 - Present (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2008 (5 years)BMORGAN STANLEY DW INC. (CRD# 7556)1997 - 2002 (5 years)BOPPENHEIMER & CO., INC. (CRD# 630)1993 - 1997 (4 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1988 - 1993 (4 years)BTUCKER, ANTHONY & R. L. DAY, INC. (CRD# 837)1985 - 1988 (3 years)BGABRIELE, HUEGLIN & CASHMAN INC. (CRD# 8059)1982 - 1985 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2008 (4 years)
Disclosure(s)
View By:
12/20/2005
Customer Dispute
Closed-No Action
1/15/2003
Customer Dispute
Denied
2/24/2000
Customer Dispute
Settled
12/28/1999
Customer Dispute
Settled
License(s)

State Registrations

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California 8/3/2023
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New York 10/6/2023
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Connecticut 8/3/2023
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Pennsylvania 8/4/2023
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Florida 7/19/2023
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Texas 8/4/2023
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New Jersey 11/6/2023
Current Registration(s)
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SYKON CAPITAL LLC (CRD#:326728)
JUPITER, FL
Registered with this firm since 7/19/2023
Previous Registration(s)
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 10/02/2013 - 06/05/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALM BEACH GARDENS, FL
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 09/27/2013 - 06/05/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALM BEACH GARDENS, FL
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 01/11/2008 - 10/07/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) STAMFORD, CT
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 01/11/2008 - 10/07/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) STAMFORD, CT
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 11/13/2003 - 01/24/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) STAMFORD, CT
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 10/28/2002 - 01/24/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) STAMFORD, CT
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 10/14/1997 - 10/25/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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 05/07/1993 - 10/09/1997 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
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 12/05/1988 - 05/14/1993 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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 12/02/1985 - 12/12/1988 TUCKER, ANTHONY & R. L. DAY, INC. (CRD#:837) BOSTON, MA
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 09/24/1982 - 12/13/1985 GABRIELE, HUEGLIN & CASHMAN INC. (CRD#:8059)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.