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ROBERT JOHN SCHILLING
CRD#: 1056601
IA
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LPL FINANCIAL LLCCRD#: 6413 200 JOHN JAMES AUDUBON PKWY
STE 100
AMHERST, NY 14228
STE 100
AMHERST, NY 14228
0
Disclosures
42
Years of Experience
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State Registrations
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Colorado 2/26/2024
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New York 2/26/2024
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Florida 2/26/2024
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Pennsylvania 10/8/2024
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Minnesota 4/9/2024
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South Carolina 2/26/2024
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New York 2/26/2024
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Texas 6/6/2024
SRO Registrations
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Registered with this firm since 2/26/2024
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Registered with this firm since 2/26/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2021 - 02/27/2024 | AMHERST, NY | |
B | 03/25/2017 - 02/27/2024 | AMHERST, NY | |
B | 06/22/2004 - 03/25/2017 | AMHERST, NY | |
B | 06/22/2004 - 07/09/2007 | AMHERST, NY | |
B | 01/11/2002 - 05/28/2004 | BOSTON, MA | |
B | 03/10/2000 - 12/31/2001 | HARTFORD, CT | |
B | 08/08/1994 - 02/25/2000 | HARTFORD, CT | |
B | 01/13/1988 - 08/04/1994 | SPRINGFIELD, MA | |
B | 09/27/1982 - 12/09/1987 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.