MISREPRESENTATION AND UNSUITBLE RECOMMENDATIONS.

$282,000.00

$35,000.00

THIS IS A CLASSIC EXAMPLE OF A FRIVOLOUS CLAIM. I WAS NOT NAMED AS A PARTY TO THE COMPLAINT. THE INVESTMENTS IN QUESTION WERE OF A THIRD PARTY MANAGER. ALL THE RULES AND REGULATIONS WERE FOLLOWED. ALL OF THE RECOMMENDATIONS MADE WERE IN THE CLIENT'S BEST INTERESTS. THERE WAS NO MISREPRESENTATION OR INAPPROPRIATE RECOMMENDATIONS MADE AND I DID NOT CONTRIBUTE TO THE FEES AND COSTS OF ARBITRATION. I WOULD NOT HAVE SETTLED IF THIS WAS MY DECISION.

1)CPSP 6TH DEG.220.06 ONE COUNT OF ATTEMPED POSSESSION OF MARAJUANA. 2) FELONY CHARGE REDUCED TO A MISDEMEANOR 220.03. 3) A CONDITIONAL DISMISSAL(ACD) ( DISMISSAL OF CHARGES). 4) NON INVESTMENT RELATED CASE.

MISDEMEANOR

A. DISMISSED. ACD B. AUGUST 1974 C. NO SENTENCE OR PENALTY

WAS IN A CAR WITH THREE FRIENDS. CAR WAS PULLED OVER BY POLICE AND SEARCHED BECAUSE THEY ABSERVED THE SMELL OF POT. MARAJUANA WAS FOUND UNDER THE SEAT OF THE CAR. ALL WERE CHARGED WITH ATTEMPTED POSSESSION OF MARAJUANA. THIS OCCURED ON MAY 3, 1974. CASE WAS DISMISSED.

1.ONE COUNT GRAND THEFT AUTO REDUCED TO ONE COUNT OF PETTY THEFT AUTO. 2. MISDEMEANOR 3 CHARGED DISMISSED 4. NON INVESTMENT RELATED

MISDEMEANOR

A DISMISSED B 6/16/1966 C NA D NA E NA F NA G NA

WAS IN A SUPPOSED STOLEN CAR WITH FRIENDS WHO WERE 15 YEARS OLD . I WAS 16 THEREFORE I WAS CHARGED BECAUSWE OTHERS WERE MINORS. CARWAS LOANED TO MY FRIEND WHO WAS DRIVING BY HIS AUNT. ALL CHARGES WERE DISMISSED