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Detailed Report
COLLEEN O'HARA SHUE
COLLEEN MARY OHARA, COLLEEN OHARA SHUE, COLLEEN SHUE
CRD#: 1056183
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2005 S EASTON RD STE 108
DOYLESTOWN COMMERCE CENTER
DOYLESTOWN, PA 18901
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - Present (10 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2007 (6 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1999 - 2001 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 1999 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 1988 (5 years)IAMORGAN STANLEY (CRD# 7556)2005 - 2007 (1 year)
License(s)

State Registrations

B
Alabama 6/12/2017
B
Missouri 8/19/2024
B
Arizona 8/16/2023
B
Nevada 5/11/2020
B
California 3/27/2015
B
New Jersey 12/7/2016
B
Colorado 8/4/2021
B
New York 3/30/2015
B
Connecticut 4/24/2017
B
North Carolina 11/4/2019
B
Florida 3/30/2015
B
Oregon 3/30/2015
B
Georgia 4/1/2015
IA
Pennsylvania 3/27/2015
B
Hawaii 3/30/2015
B
Pennsylvania 3/30/2015
B
Illinois 11/28/2022
B
South Carolina 8/3/2016
B
Maine 7/3/2018
B
Texas 2/8/2022
B
Maryland 3/30/2015
B
Virginia 4/24/2017
B
Massachusetts 3/27/2015
B
Wisconsin 2/10/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2005 S EASTON RD STE 108 DOYLESTOWN COMMERCE CENTER, DOYLESTOWN, PA 18901
North Wales, PA
Registered with this firm since 3/27/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2005 S EASTON RD STE 108 DOYLESTOWN COMMERCE CENTER, DOYLESTOWN, PA 18901
North Wales, PA
Registered with this firm since 3/27/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 04/07/2015 MORGAN STANLEY (CRD#:149777) JENKINTOWN, PA
B
 06/01/2009 - 04/07/2015 MORGAN STANLEY (CRD#:149777) JENKINTOWN, PA
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) JENKINTOWN, PA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) JENKINTOWN, PA
IA
 08/03/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) JENKINTOWN, PA
B
 02/05/2001 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) JENKINTOWN, PA
B
 01/08/1999 - 02/09/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 05/31/1990 - 01/25/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 07/02/1982 - 01/19/1988 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.