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FRANCIS D VENEZIA
FRANCIS DAVID VENEZIA, FRANK DAVID VENEZIA
CRD#: 1056163
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 BEECHWOOD OFFICE PARK., 2678 SOUTH ROAD
POUGHKEEPSIE, NY 12601
Registration History
198519901995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2012 - Present (12 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1984 - 1988 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 1984 (1 year)
Disclosure(s)
View By:
5/21/2008
Customer Dispute
Settled
2/1/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/1/2009

B
New Hampshire 8/7/2019

B
California 6/1/2009

B
New Jersey 10/7/2010

B
Colorado 11/15/2011

B
New Mexico 11/15/2011

B
Connecticut 6/1/2009

B
New York 6/1/2009

B
Delaware 11/3/2012

IA
New York 6/16/2021

B
District of Columbia 10/6/2022

B
North Carolina 11/15/2011

B
Florida 6/1/2009

B
Ohio 11/17/2011

B
Georgia 2/8/2012

B
Oklahoma 4/10/2024

B
Idaho 11/27/2019

B
Oregon 6/1/2009

B
Illinois 11/29/2011

B
Pennsylvania 6/1/2009

B
Indiana 10/4/2022

B
Rhode Island 3/23/2020

B
Louisiana 1/11/2012

B
South Carolina 11/18/2011

B
Maine 8/21/2023

B
Texas 1/5/2012

B
Maryland 6/1/2009

IA
Texas 3/27/2012

B
Massachusetts 6/1/2009

B
Utah 6/1/2009

B
Michigan 1/11/2012

B
Vermont 9/20/2012

B
Minnesota 6/1/2009

B
Virginia 6/1/2009

B
Missouri 9/18/2013

B
Washington 1/6/2012

B
Montana 6/10/2013

B
Wisconsin 8/31/2015

B
Nevada 4/9/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
BEECHWOOD OFFICE PARK., 2678 SOUTH ROAD, POUGHKEEPSIE, NY 12601
Registered with this firm since 3/27/2012

B
MORGAN STANLEY (CRD#:149777)
BEECHWOOD OFFICE PARK., 2678 SOUTH ROAD, POUGHKEEPSIE, NY 12601
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) POUGHKEEPSIE, NY
B
04/11/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
05/07/1984 - 04/11/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
07/15/1982 - 03/21/1984 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.