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Detailed Report
GEORGE C KLIMA
GEORGE CLARENCE KLIMA
CRD#: 1055479
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 222 MINNETONKA AVE SO
WAYZATA, MN 55391
Registration History
198519901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2000 - Present (24 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1990 - 1999 (9 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1989 - 1990 (<1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1982 - 1989 (7 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1983 - 1986 (2 years)
License(s)

State Registrations

B
Arizona 5/3/1999
IA
New Hampshire 10/18/2021
IA
Arizona 4/30/2008
B
North Dakota 5/3/1999
B
California 6/23/2020
IA
North Dakota 7/7/2014
IA
California 6/23/2020
B
Ohio 4/4/2021
B
Florida 5/21/2001
IA
Ohio 4/4/2021
IA
Florida 7/9/2020
B
Pennsylvania 4/26/2004
B
Georgia 3/12/2021
IA
Pennsylvania 4/5/2011
IA
Georgia 3/15/2021
B
South Dakota 4/23/2020
B
Iowa 5/17/2001
B
Texas 8/27/2022
IA
Iowa 1/26/2015
IA
Texas 8/27/2022
B
Minnesota 5/3/1999
B
Washington 5/3/1999
IA
Minnesota 11/6/2013
IA
Washington 5/6/2004
B
Nevada 5/3/1999
B
Wisconsin 5/3/1999
B
New Hampshire 10/18/2021
IA
Wisconsin 12/22/2000

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
222 MINNETONKA AVE SO, WAYZATA, MN 55391
Scottsdale, AZ
Registered with this firm since 12/22/2000
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
222 MINNETONKA AVE SO, WAYZATA, MN 55391
Scottsdale, AZ
Registered with this firm since 5/3/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/15/1990 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 11/19/1989 - 01/18/1990 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 07/27/1982 - 11/19/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
 10/13/1983 - 09/11/1986 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.