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ARNOLD NELSON PECHLER III
ARNIE PECHLER, ARNOLD NELSON PECHLER
CRD#: 1055462
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 19607 NY-3
WATERTOWN, NY 13601
WATERTOWN, NY 13601
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 214 ORISKANY BLVD
WHITESBORO, NY 13492
WHITESBORO, NY 13492
0
Disclosures
42
Years of Experience
View By:
State Registrations
B
California 8/28/2024
IA
New York 11/1/2021
B
Colorado 11/14/2018
B
North Carolina 5/31/2007
B
Connecticut 8/28/2024
B
Ohio 6/30/2006
B
Florida 6/30/2006
B
Pennsylvania 5/15/2015
B
Illinois 8/28/2024
B
South Carolina 6/30/2006
B
Indiana 8/28/2024
B
Texas 8/28/2024
B
Massachusetts 4/20/2023
IA
Texas 8/28/2024
B
New Hampshire 8/28/2024
B
Vermont 8/28/2024
B
New York 6/30/2006
B
Virginia 6/2/2009
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 6/30/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/12/2021 - 11/01/2021 | WATERTOWN, NY | |
B | 10/13/2005 - 06/30/2006 | MACEDON, NY | |
IA | 05/26/2005 - 10/13/2005 | WAYLAND, NY | |
B | 12/14/1995 - 10/13/2005 | VICTOR, NY | |
B | 01/10/1992 - 12/14/1995 | SYRACUSE, NY | |
B | 02/14/1990 - 12/20/1991 | ||
B | 07/27/1984 - 02/27/1990 | EL SEGUNDO, CA | |
B | 08/09/1982 - 05/04/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.