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Detailed Report
MARK EUGENE FLETCHER TRUMBLE
CRD#: 1054998
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Investment Adviser
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Previous Broker
PROCESS DESIGN CAPITAL MANAGEMENT LLCCRD#: 170789 Rochester, MN
Registration History
198519901995200020052010201520202025IAPROCESS DESIGN CAPITAL MANAGEM... (CRD# 170789)2017 - Present (7 years)BEMERGENT FINANCIAL GROUP, INC. (CRD# 37891)2001 - 2017 (15 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1990 - 2001 (10 years)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1989 - 1990 (<1 year)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1989 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1982 - 1988 (5 years)IACOCOON INVESTMENT MANAGEMENT (CRD# 37891)2015 - 2017 (1 year)
Disclosure(s)
View By:
7/5/2002
Customer Dispute
Withdrawn
10/10/2001
Customer Dispute
Denied
License(s)

State Registrations

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Arizona 4/11/2017
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Minnesota 4/21/2017
Current Registration(s)
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PROCESS DESIGN CAPITAL MANAGEMENT LLC (CRD#:170789)
Rochester, MN
Registered with this firm since 4/11/2017
Previous Registration(s)
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 10/28/2015 - 03/01/2017 COCOON INVESTMENT MANAGEMENT (CRD#:37891) BLOOMINGTON, MN
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 06/18/2001 - 03/01/2017 EMERGENT FINANCIAL GROUP, INC. (CRD#:37891) BLOOMINGTON, MN
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 09/04/1990 - 06/21/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
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 11/13/1989 - 09/04/1990 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
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 02/15/1988 - 11/25/1989 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
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 07/22/1982 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.