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JOHN MICHAEL LEFFERTS
JOHN MICHAEL LEFFERS
CRD#: 1054988
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 4370 LA JOLLA VILLAGE DR.
SUITE 400
SAN DIEGO, CA 92122
Registration History
1985199019952000200520102015202020252 FIRMS2010 - 2012 (1 year)2 FIRMS2013 - 2013 (<1 year)IAEQUITABLE ADVISORS, LLC (CRD# 6627)2019 - Present (6 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2018 - Present (6 years)BAXA ADVISORS, LLC (CRD# 6627)1982 - 2009 (26 years)BPARAMOUNT PLANNERS, LLC (CRD# 108437)2002 - 2003 (1 year)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1982 - 2000 (17 years)IAAXA ADVISORS, LLC (CRD# 6627)1989 - 2009 (19 years)
License(s)

State Registrations

B
California 2/5/2019

IA
California 2/21/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
4370 LA JOLLA VILLAGE DR. SUITE 400, SAN DIEGO, CA 92122
Registered with this firm since 2/21/2019

B
EQUITABLE ADVISORS, LLC (CRD#:6627)
4370 LA JOLLA VILLAGE DR. SUITE 400, SAN DIEGO, CA 92122
Registered with this firm since 12/24/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/12/2013 - 12/11/2013 LION STREET ADVISORS, LLC (CRD#:167610) DALLAS, TX
B
08/13/2013 - 12/11/2013 LION STREET FINANCIAL, LLC (CRD#:165828) DALLAS, TX
IA
12/20/2010 - 05/31/2012 M HOLDINGS SECURITIES, INC. (CRD#:43285) DALLAS, TX
B
12/20/2010 - 05/31/2012 M HOLDINGS SECURITIES, INC. (CRD#:43285) DALLAS, TX
IA
06/08/1989 - 01/28/2009 AXA ADVISORS, LLC (CRD#:6627) HOUSTON, TX
B
08/23/1982 - 01/28/2009 AXA ADVISORS, LLC (CRD#:6627) HOUSTON, TX
B
02/27/2002 - 07/23/2003 PARAMOUNT PLANNERS, LLC (CRD#:108437) NEW YORK, NY
B
08/23/1982 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.