• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
John Mark Fleck
CRD#: 1054723
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 185 Third Avenue`
Westwood, NJ 07675
Registration History
1985199019952000200520102015202020252 FIRMS2016 - Present (8 years)BEDWARD JONES (CRD# 250)1993 - 2016 (23 years)BWALL STREET INVESTOR SERVICES (CRD# 10012)1990 - 1993 (2 years)BGRUNTAL & CO. INCORPORATED (CRD# 372)1989 - 1990 (1 year)BMABON, NUGENT & CO. (CRD# 2617)1989 - 1989 (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1988 - 1989 (1 year)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1985 - 1988 (2 years)BFIRST JERSEY SECURITIES, INC. (CRD# 6621)1982 - 1985 (3 years)IAEDWARD JONES (CRD# 250)2006 - 2016 (10 years)
Disclosure(s)
View By:
1/19/2005
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/28/2016

IA
New Jersey 10/28/2016

B
California 10/28/2016

B
New York 10/28/2016

B
Colorado 10/28/2016

B
North Carolina 10/28/2016

B
Connecticut 10/28/2016

B
Ohio 11/16/2016

B
Delaware 11/10/2016

B
Pennsylvania 10/28/2016

B
District of Columbia 5/13/2024

B
South Carolina 10/28/2016

B
Florida 11/7/2016

B
Tennessee 10/7/2022

B
Hawaii 8/16/2023

B
Texas 3/13/2018

B
Maryland 10/28/2016

IA
Texas 11/13/2023

B
Massachusetts 5/13/2020

B
Virginia 10/28/2016

B
Nevada 10/28/2016

B
Washington 10/28/2016

B
New Jersey 10/28/2016

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
185 Third Avenue`, Westwood, NJ 07675
Registered with this firm since 10/28/2016

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
185 Third Avenue`, Westwood, NJ 07675
Registered with this firm since 10/28/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/12/2006 - 11/01/2016 EDWARD JONES (CRD#:250) WESTWOOD, NJ
B
04/07/1993 - 11/01/2016 EDWARD JONES (CRD#:250) WESTWOOD, NJ
B
12/03/1990 - 04/12/1993 WALL STREET INVESTOR SERVICES (CRD#:10012) NEW YORK, NY
B
04/17/1989 - 12/06/1990 GRUNTAL & CO. INCORPORATED (CRD#:372) NEW YORK, NY
B
03/06/1989 - 05/02/1989 MABON, NUGENT & CO. (CRD#:2617)
B
02/29/1988 - 03/06/1989 A. G. EDWARDS & SONS, INC. (CRD#:4)
B
08/28/1985 - 03/08/1988 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
B
08/26/1982 - 08/02/1985 FIRST JERSEY SECURITIES, INC. (CRD#:6621)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.