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Detailed Report
RICHARD J BELL
RICHARD JAY BELL, RICK BELL
CRD#: 1054684
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 WINDSOR, CO
Registration History
1985199019952000200520102015202020252 FIRMS2004 - 2006 (1 year)2 FIRMS2006 - Present (18 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1989 - 2004 (14 years)BDECADE SECURITIES CORP. (CRD# 10226)1989 - 1989 (<1 year)BGULLEDGE SECURITIES CORPORATION (CRD# 13391)1986 - 1987 (1 year)BTECHNICAL EQUITIES FINANCIAL S... (CRD# 15215)1984 - 1986 (1 year)BCONNECTICUT MUTUAL FINANCIAL S... (CRD# 173)1984 - 1984 (<1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1982 - 1983 (1 year)IABELL, RICHARD JAY (CRD# 136123)1998 - 2007 (9 years)IAMML INVESTORS SERVICES, INC. (CRD# 10409)1997 - 2004 (7 years)
License(s)

State Registrations

B
Alabama 7/12/2019
B
New Jersey 5/20/2010
B
Arizona 3/24/2006
IA
New Jersey 4/7/2022
IA
Arizona 8/1/2006
B
New York 2/28/2012
B
California 3/24/2006
B
North Carolina 11/27/2018
IA
California 7/20/2006
IA
North Carolina 11/27/2018
B
Colorado 4/7/2020
B
Ohio 3/24/2006
IA
Colorado 4/7/2020
IA
Ohio 4/28/2017
B
Delaware 1/29/2014
B
Oregon 6/8/2012
IA
Delaware 1/29/2014
IA
Oregon 1/6/2014
B
Florida 6/13/2016
B
Pennsylvania 1/4/2019
IA
Florida 6/14/2016
B
Puerto Rico 12/21/2024
B
Georgia 7/12/2019
IA
Puerto Rico 12/21/2024
B
Hawaii 7/12/2019
B
South Carolina 9/6/2007
B
Idaho 4/9/2015
IA
South Carolina 12/12/2023
IA
Idaho 4/1/2025
B
Texas 8/3/2009
B
Kansas 7/12/2019
IA
Texas 8/3/2009
B
Michigan 7/6/2019
B
Utah 3/24/2006
IA
Michigan 10/12/2021
IA
Utah 7/26/2006
B
Missouri 9/20/2007
B
Virginia 10/23/2012
IA
Missouri 9/17/2008
B
Washington 6/18/2015
B
Nevada 10/19/2011
IA
Washington 6/18/2015
IA
Nevada 11/2/2011
B
Wisconsin 7/13/2012

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
WINDSOR, CO
Registered with this firm since 7/20/2006
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
WINDSOR, CO
Registered with this firm since 3/24/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/09/1998 - 12/31/2007 BELL, RICHARD JAY (CRD#:136123) CLAREMONT, CA
IA
 07/26/2004 - 03/22/2006 AMERITAS INVESTMENT CORP (CRD#:14869) CLAREMONT, CA
B
 07/01/2004 - 03/22/2006 AMERITAS INVESTMENT CORP. (CRD#:14869) LINCOLN, NE
IA
 07/08/1997 - 07/01/2004 MML INVESTORS SERVICES, INC. (CRD#:10409) RANCHO CUCAMONGA, CA
B
 11/02/1989 - 07/01/2004 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 04/03/1989 - 11/07/1989 DECADE SECURITIES CORP. (CRD#:10226) BROOKFIELD, WI
B
 05/06/1986 - 08/12/1987 GULLEDGE SECURITIES CORPORATION (CRD#:13391)
B
 10/26/1984 - 01/27/1986 TECHNICAL EQUITIES FINANCIAL SERVICES, INC. (CRD#:15215)
B
 07/09/1984 - 10/29/1984 CONNECTICUT MUTUAL FINANCIAL SERVICES, INC. (CRD#:173)
B
 07/22/1982 - 09/23/1983 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.