Individual Firm
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DAVID PAUL BUSHMAN
CRD#: 1054611
IA
B
MORGAN STANLEYCRD#: 149777 1212 Troy Schenectady Road
Latham, NY 12110
Latham, NY 12110
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10/24/2005
Customer Dispute
Settled
5/12/1997
Customer Dispute
Settled
4/30/1992
Customer Dispute
Settled
State Registrations
B
Alabama 9/10/2024
B
Montana 8/28/2017
B
Arizona 8/1/2022
B
Nevada 8/21/2024
B
California 7/20/2022
B
New Hampshire 1/6/2023
B
Colorado 8/25/2017
B
New Jersey 7/22/2022
B
Connecticut 8/25/2017
B
New York 8/25/2017
B
District of Columbia 7/27/2022
IA
New York 6/22/2021
B
Florida 8/25/2017
B
North Carolina 7/6/2021
B
Georgia 7/6/2021
B
Oklahoma 7/20/2022
B
Hawaii 7/22/2022
B
Pennsylvania 7/20/2022
B
Illinois 8/29/2017
B
Rhode Island 7/26/2022
B
Indiana 8/30/2024
B
South Carolina 9/25/2017
B
Kansas 8/25/2017
B
Tennessee 12/12/2017
B
Louisiana 9/3/2024
B
Texas 7/22/2022
B
Maine 11/21/2022
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Texas 8/2/2022
B
Maryland 7/26/2022
B
Vermont 5/30/2019
B
Massachusetts 10/6/2017
B
Virginia 8/25/2017
B
Michigan 11/22/2022
B
Washington 7/21/2022
B
Missouri 7/17/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/22/2021
B
Registered with this firm since 8/25/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/13/2009 - 08/29/2017 | ALBANY, NY | |
IA | 01/13/2014 - 12/31/2015 | ALBANY, NY | |
B | 04/29/2005 - 04/02/2009 | ALBANY, NY | |
IA | 01/28/1995 - 05/12/2005 | ALBANY, NY | |
B | 01/28/1995 - 05/12/2005 | WEEHAWKEN, NJ | |
B | 02/22/1990 - 01/28/1995 | NEW YORK, NY | |
B | 07/20/1984 - 03/19/1990 | NEW YORK, NY | |
B | 09/03/1982 - 01/10/1985 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.